Factsheets

Ensure EU AI Act compliance with expert support. Learn about data readiness, scoping, gap assessments, remediation, and tailored AI compliance solutions.

Ensure a successful SREP outcome with expert guidance. Learn how Grant Thornton supports investment firms to navigate regulatory reviews efficiently.

Expert PRIIPs services: Navigate complex regulatory reporting with our experienced team. Ensure compliance, adapt to changes, and meet all reporting needs.

CBI issues a MiFID II Dear CEO letter on marketing compliance. Learn about the key findings and actions required for investment firms by 31 Jan 2025.

CBI's Dear CEO letter urges insurance firms to strengthen consumer protection frameworks, enhance risk management, and align governance for better consumer outcomes.

EU modernises payments and strengthens consumer protection with new regulations, enhancing competition, security, and data access for financial institutions and fintech.

Discover the ECB's latest draft guidance on governance and risk culture. Learn key areas banks must address to align with regulatory expectations by October 2024.

Discover the MiCA authorisation process for 2024, its impact on EU frameworks like MiFID and DORA, and EBA’s new prudential guidance.

Prepare for new EU banking rules (CRR III & CRD VI) with Grant Thornton's regulatory & risk advisory team. Leverage our experts for gap assessments, implementation & more. Local & EU-wide support.

The Central Bank of Ireland (CBI) released a letter highlighting the main findings of its work on asset valuation, which sets out its expectations to be adopted by all firms to mitigate the issues identified in Irish Fund Management Companies (Firms). This report sets out ESMA’s analysis and conclusions on its January 2022 Common Supervisory Action (CSA) exercise and presents ESMA’s views on the findings.

The UK Financial Conduct Authority (FCA) has produced draft rules for overseas funds being distributed to UK investors. These rules are being put in place for funds from jurisdictions where the UK Government has issued an ’Equivalence’ decision. Read this article to find out more about the new requirements.

This ECB paper is relevant to banks with derivatives and trading books; it explores the operational aspects and hidden costs associated with the wind-down of a bank’s trading book. An orderly wind-down of a trading book may be a recovery option or an element of a bank’s preferred resolution strategy. This paper details principles of ECB’s supervisory expectations with respect to both recovery and resolution planning.

On 30 January, the Central Bank published Guidance for (Re)insurance Undertakings on Intragroup Transactions and Exposures following a consultation that ended in September 2022.

With our finger on the pulse of this ever-evolving industry, we provide intermediaries with practical, cost-effective solutions to address your business needs, from outsourcing, assistance in navigating regulatory landscape developments and their impacts, statutory reporting requirements, to support with mergers and acquisitions.

Following stakeholder consultation, the Central Bank of Ireland (CBI) has published ‘Guidance for (Re)Insurance Undertakings on Climate Change Risk’. The following are the key areas outlined for re(insurers) to integrate climate change risk: Appropriate Governance, Materiality Assessment, Scenario Analysis, Strategy & Business Model, Risk Appetite & Risk Management and Reporting.

The Central Bank of Ireland has reminded firms of their obligations to align the governance and oversight of MGA arrangements with the outsourcing requirements set out in Solvency II for Critical or Important Functions or Activities.