Post-trade transparency is an extension of the current regime for shares to a wider range of instruments including: ETF’s, depositary receipts, non-equity instruments, emission allowances and derivatives. It involves the publication of data on the trades once these are executed for investment firms and trading venues.

In this document we look at:

  • equity instruments;
  • non-equity instruments;
  • publication;
  • deferred publication regime;
  • what data to make public; and
  • key provisions and considerations.